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《Securities Market Herald》 2004-10
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内部控制与证券公司治理

Chinese securities houses tend to focus on businessdevelopment and neglect internal risk management. Against thebackground of rampant speculations and lack of a solid legalenvironment, they are driven by huge interests to indulge inmarket manipulation and other illegal undertaking regardless ofpolicy and market risks. This article proposes resolutionsregarding corporate governance in securities houses.
【CateGory Index】: F832.39
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【References】
Chinese Journal Full-text Database 1 Hits
1 Yu Na;The Key to the Sound Operation of China's Securities Companies Is to Strengthen Internal Control Mechanism[J];金融理论与实践;2005-06
【Co-references】
Chinese Journal Full-text Database 3 Hits
1 ;对高级管理团队的激励真的无效吗?[J];证券市场导报;2004-12
2 ;我国证券公司治理缺陷的根源及其出路[J];证券市场导报;2004-10
3 ;内部控制与证券公司治理[J];证券市场导报;2004-10
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