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《Securities Market Herald》 2004-10
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This paper introduces on a full scale various forms ofmisconducts or scandals in American Unit Trust industry as well asrelated rules and disciplinary measures. The issue of effectivecorporate governance is brought about in particular. The role ofexternal governance is clarified from theoretical and pragmaticpoint of view.
【CateGory Index】: F837.12
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Chinese Journal Full-text Database 2 Hits
1 Teng lili1,2;Yue Guining1 (1.Business School,Guangxi University,Guangxi Nanning 530004;2.School Of Business Administration,South China University of Technology,Guangdong Guangzhou 510641);On Improper Behavior and Punishment for Investment Fund Managers[J];开放导报;2012-03
2 HU Guang-zhi,FANG Gui-rong (Colleg of Law,Chongqing University,Chongqing 400044,China);On the System of Information Publicity of Investment Fund and Its Perfection in China[J];重庆大学学报(社会科学版);2008-03
Chinese Journal Full-text Database 1 Hits
1 ;从美国共同基金丑闻看基金治理安排[J];证券市场导报;2004-10
【Secondary References】
Chinese Journal Full-text Database 2 Hits
1 Li Guang-yu~1,Chen Lin~2 (1.School of Law,Jilin University of Finance and Economics,Changchun 130117,China; 2.Jilin Branch,Guotai Junan Securities Co.,Ltd.,Changchun 130000,China);Improving Commission System of Securities Brokerage Business in China[J];税务与经济;2012-04
2 CAO Yu-xi(East China University of Political Science and Law,Shanghai 200042,P.R.China);The Criminal Responsibility of Securities Investment Fund Manager's Disclosing Information Obligations[J];贵州警官职业学院学报;2011-03
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